ISO 37301 Foundation
The ISO 37301 Foundation training course provides participants with a fundamental understanding of the principles, structure, and requirements of an ISO 37301 Compliance Management System (CMS). This internationally recognized standard helps organizations establish a culture of integrity, ensure regulatory compliance, and mitigate compliance risks.
Description
Through interactive sessions, case studies, and practical exercises, this course introduces key compliance concepts, the role of leadership in compliance management, and the essential components of a CMS. By the end of the training, participants will have a solid grasp of ISO 37301 requirements and will be prepared to take the ISO 37301 Foundation certification exam.
Learning Objectives
Upon completing this course, participants will be able to:
- Understand the purpose, benefits, and key concepts of ISO 37301.
- Learn the structure and requirements of a Compliance Management System (CMS) based on ISO 37301.
- Gain insights into compliance risks, governance, and ethical business practices.
- Understand the role of leadership, policies, and controls in maintaining compliance.
- Learn the basics of risk assessment, monitoring, and continuous improvement in compliance management.
- Prepare for and pass the ISO 37301 Foundation certification exam.
About This Course
Course Agenda
Day 1: Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301, its purpose, and benefits
- Key principles of a Compliance Management System (CMS)
- Compliance risks and the impact of noncompliance
- Understanding the structure and core clauses of ISO 37301
- Role of leadership and governance in compliance
Day 2: Implementation and Key Components of a CMS
- Establishing compliance policies, procedures, and controls
- Identifying and assessing compliance risks
- Integrating ISO 37301 with other management systems (e.g., ISO 37001, ISO 27001)
- Monitoring compliance and managing nonconformities
- Ensuring continuous improvement and adapting to regulatory changes
Day 3: Compliance Performance, Audit, and Certification Exam Preparation
- Measuring and improving compliance performance
- Internal audits and compliance monitoring techniques
- Preparing for ISO 37301 certification and external audits
- Case study review and best practices in compliance management
- ISO 37301 Foundation certification exam
Assessment
Delegates sit a combined exam, consisting of in-course quizzes and exercises, as well as a final 40 question, multiple choice type exam on Day 3 of the course. The overall passing score is 70%, to be achieved within the 60 minute time allowance.
Exam results are provided within 24 hours, with both a Certificate and a digital badge provided as proof of success.
What's Included?
- Certification fees are included in the exam price.
- Training material containing over 200 pages of information and practical examples will be given to each participant.
- An attestation of course completion worth 21 CPD (Continuing Professional Development) credits will be issued to participants who have attended the training course.
Prerequisites
There are no prerequisites to participate in this training course.
Accreditation
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Provided by
This course is Accredited by NACS
Who Should Attend?
This course is designed for professionals seeking a fundamental understanding of compliance management and ISO 37301, including:
- Compliance officers and managers
- Risk management and internal control professionals
- Legal and corporate governance professionals
- Regulatory affairs specialists
- Internal auditors and consultants
- Anyone interested in compliance management best practices