Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The qualification addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.
A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. The Global Financial Compliance qualification addresses techniques used to implement a successful compliance function in a firm. It provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.
1. The International Regulatory Environment
2. The Compliance function
3. Managing the risk of financial crime
4. Ethics, Integrity and Fairness
5. Governance, Risk management and Compliance
This multiple choice question (MCQ) exam is computer based, consists of 100 questions and lasts 2 hours. We recommend a minimum of 100 hours study and upon successful completion you will be awarded 8 CPD hours. Your exam may contain 10% additional trial questions.
Pass Mark / Pass Rate
The current pass rate for this exam is 70% and the pass mark is 70%. The exam grades are as follows:
Pass (70 - 100 marks)
Fail (0 - 69 marks)
None, but please remember, this is a main Qualification under the Compliance & Risk pathway and should not be undertaken lightly.
Breakfast, Lunch, Coffee's/Teas and water throughout the day
Official Study Workbooks
Students on the Compliance & Risk Qualifications pathway plus anyone with an interest in Financial Crime prevention.
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