ISO 37301 Lead Implementer

Through a combination of theoretical knowledge, case studies, and practical exercises, this course enables professionals to develop the necessary skills to implement and oversee an effective compliance framework. By the end of the training, participants will be prepared to take the ISO 37301 Lead Implementer certification exam, demonstrating their ability to apply ISO 37301 principles in an organizational setting.

By the end of this course, participants will be able to:

• Understand the principles, concepts, and requirements of ISO 37301 and its role in compliance management.
• Develop the expertise to implement and manage a Compliance Management System (CMS) aligned with ISO 37301.
• Learn how to establish policies, procedures, and controls to promote compliance with regulatory and legal requirements.
• Gain knowledge of risk assessment methodologies and techniques to identify, prevent, and mitigate compliance risks.
• Understand the role of leadership and organizational culture in fostering an effective compliance program.
• Learn how to monitor, measure, audit, and continually improve compliance processes within an organization.
• Prepare for and pass the ISO 37301 Lead Implementer certification exam to validate your expertise.

Course Agenda

Day 1: Introduction to ISO 37301 and CMS Implementation Framework

• Overview of ISO 37301 and its benefits
• Key principles and requirements of a Compliance Management System (CMS)
• Understanding the compliance landscape and regulatory frameworks
• Planning and initiating the implementation of a CMS

Day 2: Establishing Compliance Governance and Risk Assessment

• Leadership, commitment, and compliance culture
• Defining roles, responsibilities, and accountability in compliance management
• Compliance risk assessment methodologies and controls
• Developing compliance policies, procedures, and training programs

Day 3: Implementation, Monitoring, and Internal Audit of a CMS

• Implementing compliance controls and operational procedures
• Compliance communication, awareness, and reporting mechanisms
• Conducting internal audits and compliance performance measurement
• Managing non-compliance, corrective actions, and continuous improvement

Day 4: Certification Exam Preparation and Case Study Review

• Review of key concepts and case study analysis
• Best practices for successfully implementing and maintaining a CMS
• Preparation for the ISO 37301 Lead Implementer certification exam
• Exam session and final course evaluation

Delegates sit a combined exam, consisting of in-course quizzes and exercises, as well as a final 12 question, essay type exam on Day 4 of the course. The overall passing score is 70%, to be achieved within the 150 minute time allowance.

Exam results are provided within 24 hours, with both a Certificate and a digital badge provided as proof of success.

A general understanding of ISO 37301 (or ISO 19600 guidelines).

• Certification fees are included in the exam price.
• Training material of over 450 pages of information and practical examples will be provided.
• An attestation of course completion worth 31 CPD (Continuing Professional Development) credits will be issued to participants who have attended the training course.

This course is designed for professionals responsible for compliance management, risk mitigation, and governance, including:

• Compliance officers and managers
• Regulatory affairs professionals
• Risk managers and internal auditors
• Legal and corporate governance professionals
• Consultants and advisors in compliance management
• Individuals seeking to gain expertise in implementing an effective CMS

This course is Accredited by NACS